文献类型：期刊文献

中文题名：技术创新能改善初创企业的生存吗——一个理论与经验研究

英文题名：Can Technological Innovation Improve the Survival of Start-ups? A Study of Theory and Experience

作者：伏玉林[1];张玉洁[2]

机构：[1]华东理工大学商学院,上海200237;[2]华东理工大学理学院,上海200237

年份：2019

卷号：0

期号：4

起止页码：54

中文期刊名：上海财经大学学报（哲学社会科学版）

外文期刊名：Journal of Shanghai University of Finance and Economics

收录：CSTPCD;;国家哲学社会科学学术期刊数据库;北大核心:【北大核心2017】；CSSCI:【CSSCI2019_2020】；

基金：上海市“科技创新行动计划”软科学研究领域重点项目(18692106400)

语种：中文

中文关键词：技术创新;企业生存;研发强度;生存风险

外文关键词：technological innovation;enterprise survival;R&D intensity;survival risk

摘要：技术创新在增强企业竞争力的同时,也使得企业面临着市场退出的风险。文章在构建一个熊彼特主义竞争与创新理论模型基础上,将研发投入规模效应及市场集中度纳入分析框架,采用我国全部国有企业及规模以上非国有工业企业数据,实证研究了技术创新对初创企业生存的影响。研究发现:第一,研发强度与企业生存之间遵循规模效应递减的倒U形关系;第二,研发强度和市场集中度对企业生存的影响是互补的,在研发强度相同情况下,高集中度产业的企业存活时间更长;第三,技术创新和企业生存的关系还受到行业技术水平和产权性质的影响。这一研究有助于加深理解技术创新对企业生存的影响,为创新创业相关政策的讨论提供了理论和经验支持。
Technological innovation is the source of power to enhance the core competitiveness and improve the survival and development of enterprises.In recent years,our government has encouraged enterprises to innovate and start businesses,vigorously advocating'mass entrepreneurship and innovation',and the vigor of innovation and entrepreneurship has burst out.A large number of high-tech enterprises have risen rapidly.To some extent,technological innovation has become a common choice for enterprises to survive and develop.However,while technological innovation enhances the competitiveness of enterprises,it also makes enterprises face the risk of market withdrawal.According to the statistics of the database of all state-owned enterprises and above-scale non-state-owned industrial enterprises of the National Bureau of Statistics,the average survival time of Chinese manufacturing enterprises was about 6.64 years from 1998 to 2011,with an average annual exit rate of 17%,and the average survival time of enterprises with scientific and technological innovation activities was about 6.82 years,of which nearly 50%of innovative enterprises were before entering the market.Within six years,less than 10%of innovative enterprises have survived for 10 years.The high market exit rate is a prominent problem faced by Chinese enterprises in the period of transition,and technological innovation affects the survival of enterprises through various channels.Therefore,it is an important research topic to reveal the mechanism of technological innovation affecting the survival of manufacturing enterprises and provide empirical evidence with Chinese characteristics.Based on the construction of a Schumpeterian competition and innovation theory model,this article incorporates the scale effect of R&D investment and market concentration into the analytical framework,selecting the Weibull survival risk model to empirically test the impact of technological innovation on the survival of start-ups by using the data of all state-owned enterprises and above-scale non-state-owned industrial enterprises of the National Bureau of Statistics.We find that there is an inverted U-shaped relationship of diminishing scale effects between R&D intensity and enterprise survival.Moreover,the impact of R&D intensity and market concentration on the survival of enterprises is complementary.Given the intensity of R&D,the survival time of enterprises is longer if it is in a more concentrated industry.Finally,the relationship between technological innovation and enterprise survival is also affected by the technical level of the industry and the ownership structure of enterprises.The survival risk rate of enterprises in the high-tech industry is lower,and the level of R&D of state-owned enterprises is higher,but the survival risk rate is higher than that of non-state-owned enterprises.These findings enrich the research on the relationship between technological innovation and enterprise survival,deepen our understanding of the impact of technological innovation on the survival of enterprises,and have theoretical and empirical implications for government policies.