文献类型：期刊文献

中文题名：环境规制、技术创新与工业企业绿色全要素生产率——基于中国省际面板数据的分析

英文题名：Environmental Regulation,Technological Innovation and Green Total Factor Productivity of Industrial Enterprises:An Analysis Based on Chinese Interprovincial Panel Data

作者：吴朋[1,2];李玉刚[3];叶凯月[3]

机构：[1]扬州大学中国大运河研究院,扬州225100;[2]扬州大学商学院,扬州225100;[3]华东理工大学商学院,上海200237

年份：2024

卷号：45

期号：7

起止页码：110

中文期刊名：科学学与科学技术管理

外文期刊名：Science of Science and Management of S.& T.

收录：CSTPCD;;北大核心:【北大核心2023】；CSSCI:【CSSCI2023_2024】；CSCD:【CSCD2023_2024】；

基金：教育部人文社会科学研究规划基金项目(20YJA630039)。

语种：中文

中文关键词：环境规制;绿色全要素生产率;技术创新;面板门槛模型

外文关键词：environmental regulation;green TFP;technological innovation;panel threshold model

摘要：我国通过粗放型发展模式实现了经济快速增长,但也衍生出诸多严重的环境问题。工业是我国主要的能源消耗部门,亦是环境污染最严重的部门。加强环境规制从而提高工业企业绿色全要素生产率已成为我国经济转型的重要途径。基于此,首先利用省级工业企业面板数据验证了命令型环境规制与市场型环境规制对绿色全要素生产率的直接影响,并检验了技术创新在其中的中介效应;其次,通过面板门槛效应模型探讨了环境规制对工业企业绿色全要素生产率的非线性动态影响。实证结果表明:(1)命令型环境规制和市场型环境规制均与工业企业绿色全要素生产率呈U型关系;(2)无论是命令型环境规制还是市场型环境规制,技术创新在环境规制与工业企业绿色全要素生产率之间均具有显著的中介效应和遮掩效应;(3)只有当企业技术创新水平高于14.644时,命令型环境规制对工业企业绿色全要素生产率的促进作用才会显现出来,只有当工业企业的技术创新水平高于14.751时,市场型环境规制对绿色全要素生产率的促进作用才会显现出来。结果表明,实施分类环境监管政策、设置合理的环境规制强度、加大技术创新投入以及优化进出口贸易结构等将有助于提高工业企业绿色全要素生产率。
China has achieved rapid economic growth through a crude development model,but it has also given rise to many serious environmental problems.How to reduce energy consumption and carbon dioxide emissions on the premise of maintaining stable economic growth remains a major practical problem that needs to be solved urgently.Industry is China's major energy-consuming sectors,but also the most serious environmental pollution,the need to accelerate the industrial enterprises from high emissions,high pollution,high energy consumption to low emissions,low pollution,low energy consumption transition.Therefore,strengthening environmental regulation to improve the green total factor productivity of industrial enterprises has become an important way for China's economic transformation.Scholars have formed two diametrically opposed views on the effects of environmental regulation.Supporters of the"Green New Deal"believe that well-designed environmental regulations can reduce energy consumption while promoting economic growth,thus realizing the green transformation of economic development.Contrary to this view,scholars argue that environmental regulations add additional tax,regulatory and administrative costs,raise production costs for firms,and lead to a decline in firms'ability to compete in the marketplace.In view of this,further discussion of this issue will help governments to clarify the mechanism of environmental regulation so as to define the next policy focus,which is of great practical significance in realizing a win-win situation for both environmental protection and economic growth.Based on Porter's hypothesis,the"environmental cost effect"and the"survival of the fittest effect",the relationship between environmental regulation,technological innovation and green total factor productivity of industrial enterprises is discussed at the theoretical level,and the corresponding research hypotheses are put forward.On this basis,the panel data of provincial industrial enterprises are used to verify the direct impact of command-type and market-type environmental regulations on the green total factor productivity of industrial enterprises,and to test the mediating effect of technological innovation;the panel threshold effect model is used to explore the nonlinear dynamic impact of environmental regulations on the green total factor productivity of industrial enterprises.The empirical results show that,firstly,there is a U-shaped relationship between command-type environmental regulation and market-type environmental regulation and green TFP of industrial enterprises,and when the intensity of environmental regulation does not reach the inflection point of the U-shaped curve,the increase of environmental regulation intensity is not favorable to the growth of green TFP,and when the inflection point is crossed,with the increase of environmental regulation intensity,the green TFP increases.Second,when the intensity of environmental regulation is low,technological innovation has a masking effect between environmental regulation and green TFP,and when the intensity of environmental regulation is high,technological innovation has a mediating effect between environmental regulation and green TFP.Third,the impact of environmental regulation on green TFP is limited by the level of technological innovation of enterprises,only when the level of technological innovation of enterprises breaks through the minimum threshold value,environmental regulation can promote the enhancement of green TFP.When the technological innovation level of enterprises is high,increasing the intensity of environmental regulation can effectively stimulate the enthusiasm of enterprise R&D and innovation,and promote enterprises to develop more environmentally friendly products or production technology,thus bringing about the improvement of green TFP.The conclusions of the study have the following insights:first,continue to adhere to the policy orientation of environmental regulation,formulate and implement different types of environmental policies with complementary roles according to the specific realities of different regions and industries,so as to achieve a balance between economic goals and emission reduction goals with higher efficiency and lower costs.Second,through market incentives and policy guidance,vigorously enhance the technological innovation capacity of enterprises.According to the empirical results,it can be seen that the promotion effect of environmental regulation on enterprises'green TFP is closely related to their technological innovation ability.Industrial enterprises are faced with the short-term risk of technological innovation and the problem of long-term interests of the crop,the empirical results help industrial enterprises to combine their own resources to set the appropriate intensity of R&D investment,to avoid the resource crowding out effect of technological innovation.Third,change the evaluation standard of the effectiveness of environmental regulation and highlight the importance of green total factor productivity.Fourth,adjust the structure of foreign trade,optimize structural elements,and improve the position of Chinese enterprises in the global value chain.